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Overview of the SEC

The Securities and Exchange Commission is the focus of this comprehensive research paper consisting of twenty two pages which incl...

December 2000 Conference on Corporate Governance

In fourteen pages this Federal Reserve Bank sponsored conference with SEC Chairman Arthur Levitt as keynote speaker is examined wi...

The New York Stock Exchange (NYSE) and Foreign Firms

(Anonymous, 1992). The NYSE has been and still remains one of the most respected and certainly among the most recognizable of the...

WorldCom, Enron, and IAS

principles of accounting in the U.S. (Larson et al, 2001). Since that time, a number of authoritative bodies have been instituted ...

Questions on Financing and International Bond Issues

the secondary markets. If the issue is a large issue it is likely that any underwriter will look to spread the risk with the us...

Performance of Home Depot and Lowe's and the Impact of Regulatory Agencies

- Retail Nurseries And Garden Stores; 5251 - Hardware Stores; NAICS Industry Descriptions: 444190 - Other Building Material Dealer...

Securities and Exchange Commission and Martha Stewart

Omnimedia Inc. (Hoovers, 2002). She subsequently, in that same year, entered into an alliance with Kmart to stock and market the E...

Independent Regulation of the SEC Auditor

In seven pages this paper examines the impact of regulations on independent SEC auditing compliance. Twelve sources are cited in ...

IASC Standards' Approval Hesitation of the SEC

This paper discusses the IASC's accounting standards in a consideation of why the SEC has delayed acceptance of them in six pages....

Business and the Impacts of the SEC and Antitrust Laws

to pay consumers for any harm they decide has been done (USIA Electronic Journal, 1999). * Clayton Act of 1914: This Act enhanced...

Multinational Nike Corporation

In ten pages this research paper considers the SEC reported earnings of the multinational corporation Nike. Seven sources are cit...

Penalties and Responsibilities As They Relate to Corporate Ethics

Corporate ethics and the ways in which fraud compromises various markets and the effects of corruption in the private sector are e...

Catch 22 of Corporate Financing

In five pages this paper discusses the issues involved with U.S. corporate public traders, noncompliance SEC and NYSE regulations,...

Independent Auditing Committees and Businesses

decades (Kalbers and Fogarty, 1998). It became clear that management was not demonstrating effective and complete accountability r...

Post Enron and WorldCom and Investor Confidence Strengthening

The companys auditor employed by Andersen allowed the misrepresentations to go uncorrected. Hamilton and Leeds charged: "Andersen ...

Statutory Interpretation: Hubert and the Idea of Moral Turpitude

doing so. Perhaps he knew people who were about to be drafted, or perhaps he had a moral objection to the Vietnam War, in which th...

Intel Annual Report 2006, Item 7

and advance "the digital home," to "provide access to premium digital content," to generally improve digital enterprises, to incre...

Investors and Corporate Governance

and executive pay. This measure requires companies to place before its shareholders any executive compensation packages in an effo...

Goldman Sachs and the SEC Violation

Opinion: Goldman Sachs SEC Violation Research Compiled for The Paper Store, Enterprises Inc. by Janice Vincent, 4/22/10...

Goldman Sachs and the SEC

fact they were asked to bail out Wall Street bankers, most of whom made eye-popping salaries by conducting what turned out to be s...

Market Regulation under the Saudi Arabia Capital Market Authority and the US Securities and Exchange Commission

singular financial sector regulator in the country. It includes regulation of securities on the Saudi Arabia stock exchange, which...

Post WorldCom and Enron International Accounting Standards

a result of ending some of the companys more obscure partnerships (Leonard, 2001). And, it was these partnerships that severely h...

Stock Market and How It Operates

In five pages stock market workings are examines in a discussion of the origin of stocks, investor selling and purchases, and the ...

Financial Case Study of the Steris Corporation

In ten pages this paper presents a Steris company description, annual report review, ratio analysis, and SEC filing information. ...

Independence and Auditing Rules

In a paper consisting of seven pages the SEC auditing rules' changes and the Big 5 reactions to them are discussed in terms of acc...

Banking Regulation and Auditor Independence

In a paper consisting of ten pages this paper examines efforts to assure auditor independence through SEC rule S7-13-00 and the ba...

IASB, FASB AND CONVERGENCE: AN OVERVIEW

to work toward more joint programs that would encourage and foster convergence (The Norwalk Agreement, 2002). The plan included sh...

Ernst & Young Sued Again

This essay discusses separate but related issues insofar as fraud is involved. The writer uses the OIG report on SEC's oversight o...

Banking Policy Adjustment

the fact that Enron and Arthur Andersen were able to slide by all the SEC regulations, even as that agency was revamping its repor...

Ethics and Financial Reporting

organizations that oversee accounting and its reporting are the Securities and Exchange Commission (SEC), the Financial Accounting...